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PRIVATE CLIENT INVESTMENT ADVICE & MANAGEMENT EXAMINABLE FROM SEPTEMBER 2009 AIMS The aims of this paper are to: 1. Develop a broad understanding of the principles of private ...
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Financial Services Authority Using the FSA’s investment advice and platforms suitability and disclosure assessment template March 2010
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1Executive summary FinancialServicesAuthority 3 1 http://www.fsa.gov.uk/pages/Library/Policy/DP/2007/07_02.shtml 2 http://www.fsa.gov.uk/pages/Library/Policy/DP/2008/fs08_01.shtml
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